Our Process
We have a clear process for engaging and working with clients.

1. Discovery process
• Time for both of us to learn about each other
• Identify your objectives, values, dreams, concerns or challenges

2. Determine fit
• After discovery meeting, determine if we want to take the next steps
• If yes, gather detailed data

3. Gather investment information
• Determine risk tolerance, time horizon, liquidity needs
• Gather copies of statements
• Develop asset allocation strategy
• Begin the financial plan

4. Investment strategy implementation
• Meeting to review investment strategy and the initial financial plan
• Upon agreement, open new accounts and transfer in assets

5. Implementation review • Implement investment strategy
• Review statements
• Confirm online account access
• Address additional questions

6. Develop comprehensive investment plan
• Comprehensive investment planning
• Examining balance sheet
• Risk and legacy management
• Business succession strategies
• Charitable giving
• Family needs planning
• Trust and estate

7. Ongoing monitoring (Managed Accounts)
• Review statements
• Confirm online account access
• Address additional questions

Rich Concepts Investment Group

a member of D.A. Davidson & Co., member SIPC.